The Securities Trade Lifecycle
This course covers all components of the trade lifecycle; lifecycle processing sequence and processing impact; what causes (and prevents) Straight Through Processing; primary risks and typical mitigating controls; and useful market-wide terminology.
Overview
1.4KSTUDENTS*
92.6%RECOMMEND*
This course includes:
- 4+ hours of on-demand video
- 6 modules
- Core level
- Direct access/chat with the instructor
- 100% self-paced online
- Many downloadable resources
- Shareable certificate of completion
This course will cover all components of the Trade Lifecycle; the lifecycle processing sequence and processing impact; what causes (and prevents) Straight Through Processing; primary risks and typical mitigating controls; and introduces market-wide terms used in securities trade processing.
This course consists of 22 lectures within 5 sections, including:
- Trade Execution
- Trade Capture
- Trade Enrichment
- Trade Confirmation
- Trade Settlement
- Reconciliation
Skills You Will Gain
Capital Markets
Derivatives
Reconciliation
Trade Confirmation
Trade Execution
Trade Settlement
Learning Outcomes (At The End Of This Program, You Will Be Able To...)
- You’ll receive a complete overview of the Trade Lifecycle with comprehensive illustrations and examples
- You’ll learn every aspect of trade settlement
- You’ll learn the importance, process, and methods of trade reconciliation
Prerequisites
- Knowledge of the English language.
- Participants are expected to have basic math knowledge coming into this course.
Who Should Attend
- Analysts and associates in commercial, corporate and investment banking.
