Regulatory Compliance & Risk Management in Banking in India
In this course, you will explore the essential frameworks that govern banking operations in India, including the role of key regulatory bodies like the Reserve Bank of India (RBI) and the Securities and Exchange Board of India (SEBI) and others.
Overview
This course includes:
- 2 hours and 50 minutes of on-demand video
- Certificate of completion
- Direct access/chat with the instructor
- 100% self-paced online
The banking sector in India operates within a dynamic and evolving regulatory environment, shaped by a complex web of laws, guidelines, and norms. As the industry grows in scale and sophistication, the significance of adhering to these regulations has never been more critical. This course will provide basic knowledge of regulatory landscape in India, focusing on the pivotal role of compliance and risk management in maintaining the integrity and stability of the financial system.
In this course, you will explore the essential frameworks that govern banking operations in India, including the role of key regulatory bodies like the Reserve Bank of India (RBI) and the Securities and Exchange Board of India (SEBI) and others. You will gain insights into the specific compliance requirements that financial institutions must meet, and the implications of failing to adhere to these standards.
The course will also include risk management in banking, examining how institutions identify, assess, and mitigate various types of risks, such as credit risk, market risk, operational risk, and liquidity risk. Through case studies and real-world examples, you will discover how effective risk management practices can protect banks from significant financial losses and enhance their long-term viability.
You will further engage with content that highlights the interplay between regulatory compliance and risk management, understanding how these functions work together to ensure that banks not only comply with existing laws but also anticipate and prepare for future challenges. The course will also cover the role of technology in enhancing compliance and risk management, with a focus on how banks are leveraging advanced tools to stay ahead in a rapidly changing environment.
Upon completing this course, you will be equipped to recognize and implement compliance and risk management strategies within your organization, enabling you to proactively manage risks, ensure adherence to regulatory standards, and contribute to the overall resilience and success of your institution.
Skills You Will Gain
Learning Outcomes (At the end of this program you will be able to)
- Identify and list the key guidelines and standards within the regulatory framework governing banking operations in India.
- Describe the various types of risks faced by banks, such as credit, market, and operational risks, and their impact on the banking sector.
- Evaluate effective risk mitigation strategies and compliance practices in line with regulatory requirements in the Indian banking sector.
- Design a comprehensive risk management and compliance plan tailored to the regulatory landscape of Indian banking.
Prerequisites
Participants should understand Indian banking operations, including retail services, loan processing, and branch management. They should also grasp key banking risks (credit, market, operational) and be familiar with regulations like RBI guidelines and Basel III norms. Knowledge of accounting principles (IFRS, GAAP) and experience in financial planning (budgeting, forecasting) are recommended, along with an awareness of banking products like savings accounts, loans, and insurance.
Who Should Attend
This course is tailored for professionals working in the compliance departments of banks, including risk managers, finance consultants, junior bank employees, and managers. It also benefits team leaders, supervisors, and members of the regulatory reporting teams, as well as students aspiring to work in the banking sector.
Curriculum
Instructors
Frequently Asked Questions
How much do the courses at Starweaver cost?
We offer flexible payment options to make learning accessible for everyone. With our Pay-As-You-Go plan, you can pay for each course individually. Alternatively, our Subscription-Based plan provides you with unlimited access to all courses for a monthly or yearly fee.
Do you offer any certifications upon completion of a course at Starweaver?
Yes, we do offer a certification upon completion of our course to showcase your newly acquired skills and expertise.
Does Starweaver offer any free courses or trials?
No, we don't offer any free courses, but we do offer 5-day trial only on our subscriptions-based plans.
Are Starweaver's courses designed for beginners or advanced students?
Our course is designed with three levels to cater to your learning needs - Core, Intermediate, and Advanced. You can choose the level that best suits your knowledge and skillset to enhance your learning experience.
What payment options are available for Starweaver courses?
We accept various payment methods such as major credit cards, PayPal, wire transfer, and company purchase orders. For more information related to payments contact customer support.
Do you offer refunds?
Yes, we do offer a 100% refund guarantee for our courses within a specified time frame. If you are not satisfied with the course, contact our customer support team to request a refund with your order details. Some restrictions may apply.
